Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 1.50% |
| $1.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees negotiable above $10,000,000.00
Fee Estimator
Investment management fees are based on a percentage of assets under management, billed quarterly in advance. The minimum annual fee is $15,000. Standalone consulting or financial planning services are available for a fixed fee or an hourly rate, with a maximum of $450 per hour. Fees are generally negotiable. Clients may pay commissions and trading fees, plus up to $35 per trade for client-directed trades. Mutual funds and ETFs have internal expenses. Some Advisory Affiliates are independently licensed to sell insurance products and may receive commissions.
Areas of Practice
Advisor Information
Office location
16 Kellogg Road, New Hartford, NY, 13413
Get directionsRegulatory History (1)
Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Charles owns SBB Properties, LLC, a holding company for rental property, and spends minimal time on maintenance. He is also an IAR for CS Planning d/b/a The Collingwood Group, dedicating full-time hours to providing advice to clients, and a member/owner of Collingwood Group LLC, spending a few hours per week on administrative tasks. Charles also sells fixed/traditional insurance products, dedicating minimal time to this activity.