RC

Raymond Nicholas Catone

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
41 clients
Average Client Portfolio
$9.4M average
Assets Under Management
$386.5M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000

Las Olas Capital Advisors charges a wrap fee for portfolio management services, ranging from 0.50% to 1.75% annually based on the market value of assets under management. A minimum annual fee of $10,000 applies. The wrap fee covers brokerage commissions and transactional costs. Fees are charged monthly, in advance, based on the end-of-period market value. The firm may negotiate a lesser fee based on certain criteria.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

888 East Las Olas Blvd, Suite 200, Fort Lauderdale, FL, 33301

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raymond is a general partner and manager for multiple Las Olas Capital investment-related entities, including Go Green GP, Real Estate Fund IV GP, Real Estate Fund VI GP, and Stiles Las Olas Capital SEP GC. He also manages Las Olas Capital Management, LLC. These activities each take a few hours per week.

Employment History
Current Registrations
Las Olas Capital Partners, LLCBroker
March 2019 - Present · 6 yrs 10 mos
Las Olas Capital Advisors, LLC
March 2017 - Present · 8 yrs 10 mos
Previous Registrations
Capital Guardian, LLCBroker
February 2017 - May 2017 · 3 mos
Citi International Financial Services LLCBroker
March 2013 - January 2015 · 1 yr 10 mos
Citigroup Global Markets INC.
March 2012 - February 2017 · 4 yrs 11 mos
Citigroup Global Markets INC. Broker
March 2012 - February 2017 · 4 yrs 11 mos
Barclays Capital INC.
July 2010 - March 2012 · 1 yr 8 mos
Barclays Capital INC.Broker
September 2008 - March 2012 · 3 yrs 6 mos
Lehman Brothers INC.Broker
March 1997 - September 2008 · 11 yrs 6 mos
Morgan Stanley & Co., IncorporatedBroker
November 1994 - March 1997 · 2 yrs 4 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Raymond Nicholas Catone - Financial Advisor | AdvisorDiscover