DK

Dennis Rastislav Klimes

27 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
33 clients
Average Client Portfolio
$137.1M average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Clearwater's investment advisory fees are based on a percentage of assets under management and are negotiable, typically ranging between 0.1% and 0.40%. Clients are responsible for brokerage and transaction costs, as well as custody fees. A fixed fee is charged to a small number of clients for liquidity and counterparty analysis services.

Areas of Practice
Investment Management
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Advisor Information

Office location

Bloomfield Township, MI

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Clearwater Advisors, LLC
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2020 - September 2021 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2020 - September 2021 · 1 yr
Morgan Stanley Broker
June 2009 - January 2015 · 5 yrs 7 mos
Morgan Stanley
June 2009 - January 2015 · 5 yrs 7 mos
Salomon Brothers INC.Broker
June 1998 - September 1998 · 3 mos
Citigroup Global Markets INC.
January 1995 - June 2009 · 14 yrs 5 mos
Citigroup Global Markets INC. Broker
December 1994 - June 2009 · 14 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1992 - December 1994 · 2 yrs 2 mos
State Registrations4 states
CAIDMIWA
Advisor
Exams
No exam information available for this advisor.