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Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
1 client
Average Client Portfolio
$8.5M average
Assets Under Management
$8.5M
Areas of Practice
Investment ManagementInsurance Planning
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Advisor Information
Office location
1300 Veterans Highway, Suite 210, Hauppauge, NY, 11788
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony works as a financial professional at CGAA Inc. providing financial and insurance services, including life, health, long-term care, and annuities, dedicating about half of his time to this role.
Employment History
Current Registrations
Cgaa
May 2024 - Present · 1 yr 8 mos
Gwn Securities INC.
April 2016 - Present · 9 yrs 9 mos
Gwn Securities INC. Broker
July 2004 - Present · 21 yrs 6 mos
Previous Registrations
Pmg Securities CorporationBroker
October 1995 - July 2004 · 8 yrs 9 mos
Legend Equities CorporationBroker
January 1994 - October 1995 · 1 yr 9 mos
Legend Capital CorporationBroker
September 1992 - January 1994 · 1 yr 4 mos
State Registrations17 states
CODEFLGAMAMDMINCNJNMNYOHPASCVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.