Thomas Waters Grant
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WSCM offers a wrap-fee program where advisory, custody, and brokerage services are bundled into a single annual fee based on portfolio value. Fees are subject to negotiation but are based on an annualized rate of up to 1.5%. Fees vary based on client type, pre-existing relationships, assets under management, and service requirements. Clients may incur additional expenses such as mutual fund fees and certain brokerage-related fees.
Areas of Practice
Advisor Information
Office location
60 Broad St., 39th Floor, New York, NY, 10004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a Managing Director at Wellington Shields Capital Management, a registered investment advisor, responsible for day-to-day operations. This activity takes about 10-20% of Thomas's time.