Kevin Carroll Mcgrath

Needham & Company, LLC

32 Years of Experience

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Firm Information

Needham & Company, LLC

Compensation

Commission-BasedFixed/Hourly

Number of Advisors

5 advisors

Number of Clients

11 clients

Average Client Portfolio

Not specified

Advisor Information

Office location

250 Park Avenue, 10th Floor, New York, NY, 10177

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2007

Settled

Customer Dispute

October 2003

Closed-No Action

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Other Business Activities

Kevin is a Capital Markets Advisory Committee member for Zanbato Inc., an alternative trading system, dedicating minimal time. He also serves as President and CEO of the Jimmy McGrath#7 Foundation, a non-profit, spending a few hours per week on management and execution of the foundation's mission.