AR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
804 clients
Average Client Portfolio
$446K average
Assets Under Management
$358.6M
Fee Structure
Minimum Investment:None
Rossby Financial offers investment management services for an annual fee based on assets under management. The management fee is negotiable and varies depending on the size and composition of a client’s portfolio, the type of services rendered, and the representative providing services. The maximum management fee will not exceed 2.5% of the assets under management.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
25511 Budde Rd, Suite 1501, The Woodlands, TX, 77380
Get directionsRegulatory History (1)
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Criminal
September 2021Final Disposition
Other Business ActivitiesSells Insurance
Antonio works as a security supervisor at a concert venue in The Woodlands, dedicating a few hours per week. He is also an insurance sales agent/advisor, spending about 10-20% of his time meeting with clients and offering insurance products when appropriate.
Employment History
Current Registrations
Rossby Financial, LLC
April 2025 - Present · 9 mos
Previous Registrations
Osaic Wealth, INC. Broker
June 2024 - May 2025 · 11 mos
Osaic Wealth, INC.
June 2024 - May 2025 · 11 mos
Securities America, INC.Broker
October 2014 - June 2024 · 9 yrs 8 mos
Securities America Advisors, INC.
October 2014 - June 2024 · 9 yrs 8 mos
LPL Financial LLC Broker
May 2008 - October 2014 · 6 yrs 5 mos
LPL Financial LLC
May 2008 - October 2014 · 6 yrs 5 mos
Ifmg Securities, INC.
February 2007 - January 2008 · 11 mos
Ifmg Securities, INC.Broker
October 2005 - May 2008 · 2 yrs 7 mos
Amegy Investments, INC.
March 2005 - October 2005 · 7 mos
Amegy Investments, INC.Broker
March 2005 - October 2005 · 7 mos
Investment Professionals, INC.Broker
February 2005 - March 2005 · 1 mo
Compass Brokerage, INC.
July 2002 - February 2005 · 2 yrs 7 mos
Compass Brokerage, INC.Broker
May 2000 - February 2005 · 4 yrs 9 mos
Chase Investment Services CORP.Broker
March 1999 - March 2000 · 1 yr
Chase Securities of Texas, INC.Broker
December 1996 - March 1999 · 2 yrs 3 mos
Ba Investment Services, INC.Broker
July 1993 - December 1996 · 3 yrs 5 mos
Gna Securities, INC.Broker
November 1992 - July 1993 · 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.