BS

Bradley Scott Stephens

Tamalpais Asset Management
21 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Tamalpais Asset Management
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
683 clients
Average Client Portfolio
$307K average
Assets Under Management
$209.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

You'll pay an annual fee based on your portfolio size (see rates in table). For example, a $1 million portfolio would cost $10,000 per year. There is no minimum account size required to work with them.

View Full Brochure on SEC
Areas of Practice
Investment ManagementHigh Net Worth

Advisor Information

Office location

900 Larkspur Landing Circle, Suite 100, Larkspur, CA, 94939

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2003
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bradley works full-time as a Retirement Plan Consultant at Tamalpais Asset Management, a Registered Investment Advisor, since June 2023. He helps small and mid-sized businesses develop and maintain retirement plans, and provides wealth management services to individuals.

Employment History
Current Registrations
Tamalpais Asset Management
October 2023 - Present · 2 yrs 3 mos
Previous Registrations
Calamar Financial Group, LLCBroker
July 2023 - November 2024 · 1 yr 4 mos
Nationwide Investment Services CorporationBroker
July 2014 - March 2022 · 7 yrs 8 mos
Highmark Funds Distributors, LLCBroker
November 2011 - September 2013 · 1 yr 10 mos
Farmers Financial Solutions, LLCBroker
August 2003 - December 2003 · 4 mos
RBC Dain Rauscher INC.
May 2002 - January 2003 · 8 mos
RBC Dain Rauscher INC. Broker
March 2002 - January 2003 · 10 mos
Sutro & CO. IncorporatedBroker
February 2002 - March 2002 · 1 mo
U.S. Bancorp Piper Jaffray INC. Broker
September 1999 - February 2002 · 2 yrs 5 mos
Franklin/templeton Distributors, INC.Broker
July 1993 - September 1999 · 6 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.