Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors uses asset-based pricing (ABP) for its Illuminations platform. The total Investor Fee includes a Program Fee (0.08% to 0.26%), an Advisory Fee (negotiable, ranging from 0% to 2.00%), and potentially a third-party manager's fee. The Program Fee is retained by EFA. The Advisory Fee is negotiable based on factors like complexity and responsibility. Fees are billed quarterly based on the average daily balance. Clients may incur additional charges such as dealer markups, foreign security costs, and fund expenses.
Areas of Practice
Advisor Information
Office location
Rosetree Building 2, 1400 N Providence Rd, Suite 3007, Media, PA, 19063
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is a partner and agent at Yorktown Financial Group Inc, selling life, health, disability, annuities, and long-term care insurance, dedicating full-time hours to this role. He is also an insurance agent at Evolution Financial Group, spending about a quarter of his time there, and a member of the special funds committee at Or Ami Synagogue, spending minimal time on this non-investment related activity.