CC
Clara Isabel Fernandez Colorado
32 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information
Office location
270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918
Get directionsRegulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
October 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
April 2018Withdrawn
Customer Dispute
March 2014Settled
Customer Dispute
January 2011Settled
Other Business ActivitiesSells Insurance
Clara is an insurance agent of Oriental Insurance LLC, selling life, fixed, and variable annuities. This activity takes a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
April 2021 - Present · 4 yrs 9 mos
Oriental Financial Services LLC Broker
June 1993 - Present · 32 yrs 7 mos
State Registrations7 states
DCFLGANJPRTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.