RB
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
817 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.2B
Fee Structure
Minimum Investment:$100K
Financial Plan Fee:$1,000 - $10,000
Hourly Rate:$1,000 - $10,000/hr
Investment advisory fees are negotiable, with a maximum of 2.00% annually, though some clients may agree to a higher fee in limited circumstances. Financial planning fees range from $1,000 to $10,000 per engagement or an hourly fee. Cash management services are available for a flat rate of 0.10% per annum. A minimum initial account value of $100,000 is generally required, but may be waived.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate Planning
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Advisor Information
Office location
9878 W. Belleview Ave., #2306, Denver, CO, 80123
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Institute
May 2019 - Present · 6 yrs 8 mos
Previous Registrations
Institute for Wealth Advisors, INC.
February 2017 - April 2019 · 2 yrs 2 mos
Concert Wealth Management
March 2014 - December 2017 · 3 yrs 9 mos
Coldstream Capital Management INC
January 2011 - October 2013 · 2 yrs 9 mos
Appropriate Balance Financial Services INC
October 2009 - February 2011 · 1 yr 4 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.