Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
2,105 clients
Average Client Portfolio
$34K average
Assets Under Management
$71.0M

Fee Structure

Financial Plan Fee:$1,000 - $15,000
Hourly Rate:$50 - $800/hr

Fees for investment supervisory services, model portfolio management, and pension consulting typically range from 0.25% to 2.95% of assets under management, and are negotiable between the client and their IAR. Portfolio Management Services and Pension Consulting Services may also be charged as a fixed fee, negotiated on a case-by-case basis. Financial planning fees range from $50 to $800 per hour or are charged on a fixed fee basis. Consulting fees will have an annual rate not to exceed 2.50% of plan assets or a fixed fee between $1,000 and $15,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Settled
Other Business ActivitiesSells Insurance

David operates Harper & Hodge as an investment advisory and brokerage business since 2010. He is also a volunteer board member at West AirComm Federal Credit Union and an owner/partner in a business selling fixed annuities and life insurance, dedicating a few hours per week to each.

Employment History
Current Registrations
Apw Capital, INC.Broker
September 2010 - Present · 15 yrs 4 mos
Comprehensive Capital Management, INC.
September 2010 - Present · 15 yrs 4 mos
Previous Registrations
Financial Network Investment Corporation
October 2005 - September 2010 · 4 yrs 11 mos
Financial Network Investment CorporationBroker
October 2005 - September 2010 · 4 yrs 11 mos
Blue Vase Securities, LLC
February 2003 - December 2005 · 2 yrs 10 mos
Blue Vase Securities, LLCBroker
August 2002 - October 2005 · 3 yrs 2 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLC Broker
January 1993 - September 2002 · 9 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1993 - January 2000 · 7 yrs
State Registrations22 states
ALAZCACOFLIAILINKYMEMINCNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Laughner Hodge - Financial Advisor | AdvisorDiscover