RC

Richard J Calhoun

32 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
358 clients
Average Client Portfolio
$995K average
Assets Under Management
$356.3M

Fee Structure

Minimum Investment:$250K
Financial Plan Fee:$1,000 - $10,000

Investment management fees range from 0.50% to 2.50% annually, based on factors like services offered, complexity, asset level, and overall relationship. Fees are paid monthly in advance and may be negotiable. Financial planning services are offered as a fixed project fee ranging from $1,000 to $10,000, or ongoing consulting services ranging from $10,000 to $200,000. Fees for financial planning services may be negotiable.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

1013 Centre Rd, Ste 229, Wilmington, DE, 19805

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1997
Settled
Other Business Activities

Richard is a strategic advisor for Naples Wealth Planning, dedicating about 10-20% of his time to quarterly calls and business development. He also serves as a board member and treasurer for Maxwell Football Club, spending a few hours per week on meetings, finances, and club operations.

Employment History
Current Registrations
Naples Wealth Planning
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Wells Fargo Advisors
October 2024 - October 2025 · 1 yr
Wells Fargo Advisors Financial Network, LLC Broker
October 2024 - October 2025 · 1 yr
Imprint Wealth LLC
June 2024 - September 2024 · 3 mos
Imprint Wealth LLC
April 2024 - June 2024 · 2 mos
American Global Wealth Management, INC.Broker
February 2024 - October 2024 · 8 mos
Laidlaw & Company (uk) Ltd.Broker
September 2019 - March 2024 · 4 yrs 6 mos
Laidlaw Wealth Management LLC
September 2019 - March 2024 · 4 yrs 6 mos
Pershing Advisor Solutions LLCBroker
June 2019 - September 2019 · 3 mos
Wells Fargo Advisors Financial Network, LLC Broker
April 2008 - May 2019 · 11 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
February 2008 - May 2019 · 11 yrs 3 mos
Citigroup Global Markets INC.
July 2000 - December 2007 · 7 yrs 5 mos
Citigroup Global Markets INC. Broker
June 1998 - December 2007 · 9 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1996 - June 1998 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 1993 - April 1996 · 3 yrs
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.