MM
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
15 advisors
Number of Clients
3,016 clients
Average Client Portfolio
$833K average
Assets Under Management
$2.5B
Fee Structure
Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | N/A |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Saratoga Research & Investment Management charges an annual advisory fee based on the agreed-upon investment strategy, calculated as a percentage of assets under management. Fees may be negotiable in certain limited circumstances and may vary significantly from client to client. SaratogaRIM does not charge separate Financial Planning fees.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningInsurance PlanningEstate PlanningCharitable GivingHigh Net Worth
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Advisor Information
Office location
14471 Big Basin Way, Suite E, Saratoga, CA, 95070
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Saratoga Research & Investment Management
March 2014 - Present · 11 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - October 2013 · 6 yrs 5 mos
Citicorp Investment Services
January 2002 - May 2007 · 5 yrs 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.