Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
84 clients
Average Client Portfolio
$177K average
Assets Under Management
$14.9M

Fee Structure

Minimum Investment:$50K
Hourly Rate:$200 - $500/hr

ATISAI charges fees based on a percentage of your portfolio value, varying with size and complexity. For ATRAM and ATMAP plans, fees are billed monthly in arrears. For accounts over $10,000,001, fees are negotiable. Financial planning fees range from $200 to $500 per hour, based on complexity. The minimum account size is $50,000, but smaller accounts may be accepted at the company's discretion. Ticket charges apply for securities transactions.

Areas of Practice
Investment ManagementEstate PlanningTax Planning
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Advisor Information

Office location

4722 Main Street, Lisle, IL, 60532

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
Other Business ActivitiesSells Insurance

The filing mentions "FIXED INSURANCE" which implies James is involved in selling fixed insurance products.

Employment History
Current Registrations
American Trust Investment Services Advisory, INC.
August 2023 - Present · 2 yrs 5 mos
American Trust Investment Services, INC.
January 2015 - Present · 11 yrs
American Trust Investment Services, INC.Broker
January 2015 - Present · 11 yrs
Chicago Capital Management Advisors, LLC
September 2014 - Present · 11 yrs 4 mos
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
January 2011 - December 2014 · 3 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
May 2002 - December 2014 · 12 yrs 7 mos
Jwgenesis Financial Services, INC. Broker
June 2000 - November 2000 · 5 mos
Concept 10 INC.Broker
March 2000 - April 2000 · 1 mo
Access Financial Group, INC. Broker
November 1997 - November 1999 · 2 yrs
H.J. Meyers & Co., INC.Broker
May 1995 - November 1997 · 2 yrs 6 mos
Joseph Roberts & Co., INC.Broker
July 1993 - May 1995 · 1 yr 10 mos
Chatfield Dean & Co., INC.Broker
March 1993 - July 1993 · 4 mos
State Registrations20 states
AZCACODEFLILINMAMDMINCNJNVNYSCTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.