WC
Firm Information
Compensation
N/A
Number of Advisors
16 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This brochure supplement does not contain any fee information. It supplements the Form ADV Part 2 “Brochure” for MM Ascend Life Investor Services, LLC.
Areas of Practice
Annuities
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Advisor Information
Office location
Paoli, PA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works full-time as a Retail Sales Manager for MassMutual Ascend Life Insurance Company's Annuity Sales division. The company issues annuities, including registered annuity products.
Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
May 2017 - Present · 8 yrs 8 mos
Mm Ascend Life Investor Services, LLC Broker
May 2017 - Present · 8 yrs 8 mos
Mm Ascend Life Investor Services, LLC
May 2017 - Present · 8 yrs 8 mos
Previous Registrations
Incapital LLCBroker
October 2013 - January 2016 · 2 yrs 3 mos
Incapital Insurance Services, LLCBroker
October 2013 - January 2016 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2011 - October 2013 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - October 2013 · 2 yrs 4 mos
Strategic Financial Advisors Corporation
November 2009 - June 2011 · 1 yr 7 mos
Fsc Securities Corporation
July 2009 - June 2011 · 1 yr 11 mos
Fsc Securities CorporationBroker
May 2009 - June 2011 · 2 yrs 1 mo
John Hancock Distributors LLCBroker
October 2004 - April 2009 · 4 yrs 6 mos
Tower Square Securities, INC.Broker
August 2002 - August 2004 · 2 yrs
Fidelity Investments Institutional Services Company, INC.Broker
December 1999 - September 2001 · 1 yr 9 mos
Wood Logan Associates, INC.Broker
July 1993 - September 1999 · 6 yrs 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.