BM

Barbara Ann Mutsaers

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
10,743 clients
Average Client Portfolio
$209K average
Assets Under Management
$2.2B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3M+0.75%

Fee schedule can be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Hourly Rate:$150 - $350/hr

For Private Portfolio Services, fees are based on a percentage of assets under management, not exceeding 2% annually, though other program fees may increase the annual fee above 2%. The fee schedule is negotiable. Fees are paid monthly or quarterly, in advance or arrears. Financial planning fees are based on the nature of the services and complexity of needs, either hourly ($150-$350) or fixed. For TAMP programs, IPIWM receives a management fee generally following the dual contract or sub-adviser fee schedule. Fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance PlanningTax PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Award / Judgment
Customer Dispute
January 1997
Award / Judgment
Customer Dispute
December 1996
Settled
Employment History
Current Registrations
Ipi Wealth Management, INC.
November 2016 - Present · 9 yrs 2 mos
Investment Planners, INC.Broker
February 2015 - Present · 10 yrs 11 mos
Previous Registrations
First Midwest Securities, INC.Broker
June 2004 - February 2015 · 10 yrs 8 mos
Sterling Financial Investment Group, INC.Broker
April 2003 - June 2004 · 1 yr 2 mos
Brill Securities, INC.Broker
December 2000 - March 2003 · 2 yrs 3 mos
Signal Securities, INC. Broker
October 1997 - December 2000 · 3 yrs 2 mos
Smith Culver InvestmentsBroker
December 1995 - August 1997 · 1 yr 8 mos
W.J. Gallagher & Company, INC.Broker
March 1995 - January 1996 · 10 mos
William Lawrence Securities, INC.Broker
April 1993 - March 1995 · 1 yr 11 mos
State Registrations5 states
CAFLNHNVNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.