MR
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
44,391 clients
Average Client Portfolio
$450K average
Assets Under Management
$20.0B
Fee Structure
Minimum Investment:$5K
Minimum Annual Fee:$250
The fees charged are negotiable and may differ from client to client based on factors including the type and size of the account and the range of client related services to be provided. The minimum annual fee for an account in any program is $250. The minimum fee will not apply if the account is at least $50,000 or advisory accounts in a client’s household are at least $250,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
630 West Carmel Drive, Suite 250, Carmel, IN, 46039
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oppenheimer Asset Management
January 2007 - Present · 19 yrs
Previous Registrations
Oppenheimer & CO. INC. Broker
July 2005 - August 2016 · 11 yrs 1 mo
Conseco Equity Sales, INC.Broker
September 1994 - June 2005 · 10 yrs 9 mos
Fortis Investors, INC.Broker
May 1993 - April 1994 · 11 mos
State Registrations5 states
CAFLILINMI
Advisor
Exams
No exam information available for this advisor.