CB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
39 advisors
Number of Clients
113 clients
Average Client Portfolio
$65.4M average
Assets Under Management
$7.4B
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Advisor Information
Office location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 11 yrs 10 mos
Guggenheim Funds Distributors, LLC
December 2009 - Present · 16 yrs 1 mo
Guggenheim Funds Distributors, LLC Broker
December 2009 - Present · 16 yrs 1 mo
Previous Registrations
Wells Capital Management INC
September 2005 - October 2009 · 4 yrs 1 mo
Wells Fargo Investments, LLCBroker
August 2002 - December 2004 · 2 yrs 4 mos
Wells Fargo Investments, LLC
August 2002 - December 2004 · 2 yrs 4 mos
Nuveen InvestmentsBroker
September 1993 - February 2001 · 7 yrs 5 mos
State Registrations6 states
ARILLANMOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.