EC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This brochure supplement does not contain any fee information. Please refer to the Regatta Advisors LLC brochure for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
Port Washington, NY
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Edward is a portfolio manager at Alden Investment Group, LLC since 2024, focusing on structured GRATs. He is also the owner and founder of NY State Affiliation since 2013, where he is involved in solicitation and promotion of structured note SMA strategies, operations consulting and analytics software.
Employment History
Current Registrations
Regatta Advisors
December 2024 - Present · 1 yr 1 mo
Alden Capital
September 2024 - Present · 1 yr 4 mos
Previous Registrations
Halo Investment Services, LLC
August 2023 - April 2024 · 8 mos
Sentinus, LLC
January 2022 - August 2023 · 1 yr 7 mos
Halo Securities, LLCBroker
December 2021 - April 2024 · 2 yrs 4 mos
Bluestone Capital Management, LLC
July 2015 - January 2022 · 6 yrs 6 mos
Mcg Securities LLCBroker
March 2015 - December 2021 · 6 yrs 9 mos
Financial Products, LLCBroker
October 2010 - November 2014 · 4 yrs 1 mo
Credit Suisse Securities (usa) LLCBroker
August 2008 - November 2010 · 2 yrs 3 mos
Sound Securities, LLCBroker
May 2008 - August 2008 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
February 2006 - May 2008 · 2 yrs 3 mos
Sound Securities, LLCBroker
February 2006 - February 2006 · 0 mos
Rochdale Securities LLCBroker
June 2005 - December 2005 · 6 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.