LS

Lawrence Sheldon Steinberg

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
166 clients
Average Client Portfolio
$805K average
Assets Under Management
$133.6M

Fee Structure

Mr. Vonderharr receives compensation for his activities as an Investment Advisor Representative and as a registered representative of Cabin Securities, Inc. He may also receive compensation for services provided through Robert L Vonderharr CPA.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

6240 W. 135th Street, Suite 214, Overland Park, KS, 66223

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2019
Final
Employment Separation After Allegations
October 2016
Customer Dispute
January 2016
Settled
Employment Separation After Allegations
January 2014
Other Business ActivitiesSells Insurance

Lawrence is a financial advisor and securities practitioner, dedicating most of his time to Financial Architects Inc. He also spends a small amount of time as an insurance agent with Financial Architects Insurance, and a small amount of time on tax review and preparation with Tax Artists, LLC. He also has ownership in several family businesses.

Employment History
Current Registrations
Cabin Advisors, LLC
October 2022 - Present · 3 yrs 3 mos
Cabin Securities, INC.Broker
December 2019 - Present · 6 yrs 1 mo
Previous Registrations
Claraphi Advisory Network, LLC
October 2016 - December 2022 · 6 yrs 2 mos
Newbridge Securities CorporationBroker
May 2014 - October 2016 · 2 yrs 5 mos
Newbridge Financial Services Group, INC.
May 2014 - October 2016 · 2 yrs 5 mos
Berthel Fisher & Company Financial Services, INC.
November 2009 - January 2014 · 4 yrs 2 mos
Berthel, Fisher & Company Financial Services, INC. Broker
October 2009 - January 2014 · 4 yrs 3 mos
LPL Financial Corporation Broker
September 2009 - November 2009 · 2 mos
LPL Financial Corporation
September 2009 - November 2009 · 2 mos
Associated Securities CORP.
December 2008 - September 2009 · 9 mos
Associated Securities CORP.Broker
December 2008 - September 2009 · 9 mos
Steinberg Financial Advisers
January 2005 - November 2009 · 4 yrs 10 mos
Fsc Securities Corporation
December 2001 - December 2008 · 7 yrs
Fsc Securities CorporationBroker
May 1995 - December 2008 · 13 yrs 7 mos
Sunamerica Securities, INC.Broker
May 1993 - June 1995 · 2 yrs 1 mo
State Registrations13 states
AZCAFLGAMINMNVORPRTNTXUTWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.