AC
CFP

Anthony C Carpita

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
424 advisors
Number of Clients
14,148 clients
Average Client Portfolio
$170K average
Assets Under Management
$2.4B

Fee Structure

This firm offers both wrap-fee and non-wrap fee programs. In a wrap fee program, clients pay a single, bundled fee that covers investment advisory services and the execution of transactions. In a non-wrap fee program, the advisory fee does not include trade execution costs or other service charges, and these costs are incurred separately by the client. Variable annuities are excluded from wrap fee program billing.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

1523 Grant St, Ste 402, Bettendorf, IA, 52722

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Integrity Alliance, LLC. Broker
November 2025 - Present · 2 mos
United Capital Financial Advisors
March 2019 - Present · 6 yrs 10 mos
Previous Registrations
Lion Street Financial, LLCBroker
February 2024 - November 2025 · 1 yr 9 mos
Goldman Sachs & CO. LLC Broker
July 2023 - November 2023 · 4 mos
Goldman Sachs & CO. LLC
March 2023 - April 2023 · 1 mo
Irongate International, L.L.C.
April 2012 - March 2019 · 6 yrs 11 mos
Rsm Mcgladrey LLC
July 2001 - April 2012 · 10 yrs 9 mos
Birchtree Financial Services LLCBroker
June 2001 - April 2012 · 10 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
March 1995 - June 2001 · 6 yrs 3 mos
Rodman & Renshaw INC.Broker
August 1993 - March 1995 · 1 yr 7 mos
Chatfield Dean & Co., INC.Broker
June 1993 - August 1993 · 2 mos
State Registrations2 states
IAIL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.