WW
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
30 clients
Average Client Portfolio
$206.1M average
Assets Under Management
$6.2B
Fee Structure
This document does not contain any fee information. Please refer to the RiverNorth Capital Management, LLC brochure for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL, 33401
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works as a Senior Portfolio Specialist at Rivernorth Capital Management, a registered investment advisor (RIA). This is a full-time commitment, with most of his time spent during trading hours.
Employment History
Current Registrations
Rivernorth Capital Management, LLC
December 2012 - Present · 13 yrs 1 mo
Alps Distributors, INC.
August 2012 - Present · 13 yrs 5 mos
Alps Distributors, INC.Broker
August 2012 - Present · 13 yrs 5 mos
Previous Registrations
Alpha Capital Funds Management
December 2010 - May 2012 · 1 yr 5 mos
Alpha Capital Management, LLC
September 2010 - May 2012 · 1 yr 8 mos
Deutsche Bank Securities INC.
December 2008 - May 2010 · 1 yr 5 mos
Deutsche Bank Securities INC. Broker
October 2008 - May 2010 · 1 yr 7 mos
Cross Creek Capital Management
January 2008 - September 2008 · 8 mos
Primevest Financial Services, INC.Broker
May 1997 - June 1998 · 1 yr 1 mo
Adm Securities, INC.Broker
January 1996 - December 1996 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 1994 - January 1996 · 2 yrs
State Registrations49 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.