DH
CFP · ChFC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
550 clients
Average Client Portfolio
$345K average
Assets Under Management
$190.0M
Fee Structure
The annual management fee ranges from 0.80% to 1.00% of the account balance, charged quarterly in arrears. New accounts start at 1.0%. Fees are negotiable based on balances, trading activity, and review needs. The advisory relationship can be terminated with 10 business days' written notice.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance Planning
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Advisor Information
Office location
2 East Army Post Rd, Suite 2, Des Moines, IA, 50315-5821
Get directionsRegulatory History (2)
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Regulatory
June 2022Final
Regulatory
May 2022Final
Employment History
Current Registrations
Des Moines Investments, LLC
January 2008 - Present · 18 yrs
Previous Registrations
Stonefield Investment Advisory, INC.
November 2006 - July 2008 · 1 yr 8 mos
Cambridge Investment Research, INC.Broker
November 2006 - November 2014 · 8 yrs
Ameriprise Financial Services, INC.
January 1999 - November 2006 · 7 yrs 10 mos
Ameriprise Financial Services, INC. Broker
January 1996 - November 2006 · 10 yrs 10 mos
Ids Life Insurance CompanyBroker
January 1996 - July 2006 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
March 1995 - April 1995 · 1 mo
Edward D. Jones & Co., L.P. Broker
September 1994 - January 1995 · 4 mos
State Registrations3 states
IAMOTX
Advisor
Exams
No exam information available for this advisor.