BD
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
145 advisors
Number of Clients
2,219 clients
Average Client Portfolio
$45.3M average
Assets Under Management
$100.4B
Fee Structure
Pathstone's fees vary based on the services you select. They may charge asset-based fees (tiered or fixed percentage), fixed/flat fees, management fees, performance fees, or other arrangements. Fees are negotiable based on the complexity and scope of the relationship. Clients are also responsible for third-party expenses like brokerage costs and custodian fees. The firm does not provide a percentage or dollar range of fees in its Form ADV.
Areas of Practice
Investment ManagementEstate PlanningTax PlanningRetirement PlanningHigh Net Worth
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Advisor Information
Office location
225 - 108th AVENUE NE, Bellevue, WA, 98004
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pathstone
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Cornerstone Advisors INC
January 2018 - September 2020 · 2 yrs 8 mos
TD Ameritrade Investment Management, LLC
April 2006 - January 2018 · 11 yrs 9 mos
TD Ameritrade, INC.
June 2003 - January 2018 · 14 yrs 7 mos
TD Ameritrade, INC.Broker
March 1994 - January 2018 · 23 yrs 10 mos
First Associated Securities Group, INC.Broker
August 1993 - April 1994 · 8 mos
First Investors CorporationBroker
July 1993 - September 1993 · 2 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.