CB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
94 advisors
Number of Clients
6,771 clients
Average Client Portfolio
$262K average
Assets Under Management
$1.8B
Fee Structure
Minimum Investment:$6.5K
Hourly Rate:Up to $250/hr
Fees for financial planning and consulting services are negotiable, with IARs charging up to $250 per hour or a fixed fee. There is no minimum or maximum fixed fee. The specific hourly rate or fixed fee will be specified in your agreement. For SDBA services, the fee is fixed and may not be negotiated. A minimum account value of $6,500 is required for non-wrap and SDBA services, but this may be waived in certain circumstances.
Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningInvestment ManagementEducation PlanningEstate Planning
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Advisor Information
Office location
Hardin, IL
Get directionsRegulatory History (1)
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Customer Dispute
May 2010Settled
Other Business ActivitiesSells Insurance
Carrie is involved with BPS Financial, selling and distributing insurance products since 2005, and First Heartland Consultants, providing investment advisory services since 1994. She also manages crops as part of the Conservation Reserve Program.
Employment History
Current Registrations
First Heartland Consultants, INC.
September 2006 - Present · 19 yrs 4 mos
First Heartland Capital, INC.Broker
June 1994 - Present · 31 yrs 7 mos
Previous Registrations
First Heartland Consultants, INC.
July 2001 - December 2004 · 3 yrs 5 mos
State Registrations23 states
AKARAZCACODCFLGAILKYMIMNMONDNYPASCSDTNTXVAVirgin IslandsWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.