JP

Jack Barry Petersen

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
33 advisors
Number of Clients
1,139 clients
Average Client Portfolio
$20.8M average
Assets Under Management
$23.6B

Fee Structure

Financial Plan Fee:$5,000 - $75,000
Hourly Rate:$500 - $1,000/hr

Investment advisory fees are based on a percentage of assets under management, ranging up to 1.50% annually, billed quarterly in advance. Fees are negotiable. Financial planning and consulting fees range from $5,000 to $75,000 on a fixed fee basis, or $500 to $1,000 hourly. Family office services are either included in investment management fees or charged a separate fixed fee up to $300,000. Retirement plan advisory fees range from 0.20% to 0.50% annually.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

2 Grand Central Tower, 145 E 45th Street, 34th floor, New York, NY, 10017

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Settled
Other Business Activities

Jack is a partner at Summit Trail Advisors LLC, a registered investment advisor, dedicating full-time hours to this role. He is also a registered representative at Summit Trail Securities LLC, a broker-dealer, spending a few hours per week on this activity.

Employment History
Current Registrations
Summit Trail Advisors, LLC
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
Summit Trail Securities, LLCBroker
July 2017 - November 2025 · 8 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2015 - August 2016 · 1 yr 1 mo
Barclays Capital INC.
January 2009 - August 2015 · 6 yrs 7 mos
Barclays Capital INC.Broker
September 2008 - August 2015 · 6 yrs 11 mos
Lehman Brothers INC.
September 2003 - October 2008 · 5 yrs 1 mo
Lehman Brothers INC.Broker
September 2003 - September 2008 · 5 yrs
Morgan Stanley & Co., Incorporated
May 2002 - September 2003 · 1 yr 4 mos
Montgomery SecuritiesBroker
April 1997 - April 1997 · 0 mos
Morgan Stanley & Co., IncorporatedBroker
October 1993 - September 2003 · 9 yrs 11 mos
State Registrations2 states
CANY
Advisor
Exams
No exam information available for this advisor.
Jack Barry Petersen - Financial Advisor | AdvisorDiscover