AS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3632 advisors
Number of Clients
293,703 clients
Average Client Portfolio
$885K average
Assets Under Management
$260.0B
Fee Structure
Financial Plan Fee:$1,000 - $20,000
Fees for RBC Financial Planning Services are negotiated and range from $1,000 to $20,000, but may exceed $20,000 in certain cases. The fees cover advice, development, and delivery of a financial plan. Fees are negotiable and may differ from client to client based on factors such as the service selected, scope of engagement, complexity, assets involved, and the extent that other RBC Specialists are engaged. Your Financial Advisor receives a percentage of the financial planning fees you pay.
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & Coaching
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Advisor Information
Office location
One Corporate Center, 20 Church Street, Suite 2300, Hartford, CT, 06103-1221
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998Settled
Other Business Activities
Aaron owns two rental properties, one since 2011 requiring minimal time for maintenance, and another since 2019 requiring no time.
Employment History
Current Registrations
RBC Capital Markets, LLC
October 2006 - Present · 19 yrs 3 mos
RBC Capital Markets, LLC
September 2005 - Present · 20 yrs 4 mos
RBC Capital Markets, LLC Broker
September 2005 - Present · 20 yrs 4 mos
Previous Registrations
Advest, INC.Broker
March 2003 - October 2005 · 2 yrs 7 mos
Tucker Anthony IncorporatedBroker
September 2000 - November 2001 · 1 yr 2 mos
Advest, INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
Sands Brothers & Co., Ltd.Broker
November 1995 - February 1999 · 3 yrs 3 mos
Northington Capital Markets, INC.Broker
September 1994 - December 1995 · 1 yr 3 mos
State Registrations10 states
CTFLMANCNHNYPATNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.