JE
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
115 clients
Average Client Portfolio
$556K average
Assets Under Management
$63.9M
Fee Structure
Minimum Investment:$50K
Financial Plan Fee:$2,500 - $10,000
Hourly Rate:Up to $250/hr
Investment management fees are determined by each IAR, but will not exceed 1.5% annually. Financial planning fees range from $2,500 to $10,000 depending on the complexity of the client's situation. Hourly fees are up to $250. Retirement plan services fees range from 0.50% to 1.00% of plan assets under management. All fees are negotiable.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
7145 Woodley Avenue, Van Nuys, CA, 91406
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2001Final
Customer Dispute
March 2000Settled
Other Business ActivitiesSells Insurance
James operates Retirement Planning Assoc., a sole proprietorship that sells term insurance and performs presentations. He spends a few hours per week on this non-investment related business.
Employment History
Current Registrations
J K R & Company, INC.
March 2000 - Present · 25 yrs 10 mos
J K R & Company, INC. Broker
August 1999 - Present · 26 yrs 5 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
September 1993 - August 1999 · 5 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
September 1993 - August 1999 · 5 yrs 11 mos
State Registrations9 states
ARCAFLMONVNYOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.