DD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
46 advisors
Number of Clients
1,619 clients
Average Client Portfolio
$273K average
Assets Under Management
$442.2M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:Up to $10,000
Hourly Rate:$250/hr
Asset management fees are based on a percentage of your assets (see table for rates). Financial planning and consulting are charged hourly ($250/hour) or as a flat fee (up to $10,000), both of which are negotiable. Fees for third-party advisors are separate and in addition to Prosperity Wealth Management's fees.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax Planning
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Advisor Information
Office location
333 E State Street, Alliance, OH, 44601
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003Closed-No Action
Customer Dispute
April 1997Settled
Judgment / Lien
March 1994Judgment / Lien
September 1993Other Business ActivitiesSells Insurance
Daniel is a part owner of Buckeye Tax and Financial Service LLC, where he does full-time tax preparation during tax season. He also sells fixed annuities, health insurance, Medicare supplemental insurance, and Medicare Advantage plans on a commission basis.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
January 2020 - Present · 6 yrs
Fortune Financial Services, INC.Broker
January 2015 - Present · 11 yrs
Previous Registrations
Prosperity Wealth Management, INC.
November 2019 - December 2019 · 1 mo
Investment Network, INC. Broker
December 2004 - January 2015 · 10 yrs 1 mo
Legacy Financial Services, INC.Broker
November 2003 - September 2004 · 10 mos
Questar Capital CorporationBroker
July 2002 - November 2003 · 1 yr 4 mos
Charter One Securities, INC.Broker
March 1999 - July 2002 · 3 yrs 4 mos
Locust Street Securities, INC.Broker
June 1997 - March 1999 · 1 yr 9 mos
Mcdonald & Company Securities, INC.Broker
October 1995 - April 1997 · 1 yr 6 mos
Multi-Bank Securities, INC.Broker
October 1993 - September 1994 · 11 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.