Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Investment management only

This advisor may earn commissions from securities transactions through Private Client Services, LLC, which could be higher or lower than other broker-dealers. These commissions may include those from equity securities, mutual fund 12b-1 fees, mutual fund trail commissions, or direct product sponsor commissions.

Areas of Practice
Investment Management
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Advisor Information

Office location

1400 Urban Center Drive, Suite 475, Vestavia Hills, AL, 35242-2245

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
Customer Dispute
May 2005
Denied
Other Business ActivitiesSells Insurance

Brian is a board member of 51st Aero Squadron, a registered representative with RFG Advisory (nearly full-time), and owns rental property. He is also a member of Legacy Credit Union, RFG Solutions LLC (insurance agency), Ryals Capital Management LLC, and The Marshals Auroa Land Company LLC.

Employment History
Current Registrations
Private Client Services, LLC Broker
June 2018 - Present · 7 yrs 7 mos
Rfg Advisory, LLC
August 2011 - Present · 14 yrs 5 mos
Previous Registrations
LPL Financial LLC Broker
August 2011 - June 2018 · 6 yrs 10 mos
Securities America, INC.Broker
June 2004 - August 2011 · 7 yrs 2 mos
Securities America Advisors, INC.
June 2004 - August 2011 · 7 yrs 2 mos
Lincoln Financial Advisors Corporation
December 2003 - June 2004 · 6 mos
Lincoln Financial Advisors CorporationBroker
December 2003 - June 2004 · 6 mos
The Lincoln National Life Insurance CompanyBroker
December 2003 - June 2004 · 6 mos
Veravest Investment Advisors, INC.
May 1999 - December 2003 · 4 yrs 7 mos
Veravest Investments, INC.Broker
November 1993 - December 2003 · 10 yrs 1 mo
State Registrations6 states
ALCAFLGAKYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.