CB

Clinton M Barker

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Fee Structure

Financial Planning:Investment management only

PGIM Investments receives fees and/or cost reimbursements for research and recommendation services provided to affiliated insurance companies. For PGIM Model Portfolios, they receive a management fee for managing the assets of the underlying PGIM mutual funds and PGIM ETFs, if any, that are included in the portfolios. PGIM Investments does not directly charge a fee to any Third-Party Advisors or the clients of any Third-Party Advisors for accessing the PGIM Model Portfolios on the Third-Party Platform(s).

Areas of Practice
Investment Management
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Advisor Information

Office location

655 Broad Street, Newark, NJ, 07102

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Clinton is a business advisor for Blockchain Titled Art (BTA), dedicating a few hours per week, and co-owns 401 Riverside LLC. He is also the secretary for Barker Equities and Gypsyland Partners, LLC, both real estate investment companies, dedicating minimal time to Gypsyland and a few hours per week to Barker Equities.

Employment History
Current Registrations
Pgim Investments LLC
December 2004 - Present · 21 yrs 1 mo
Prudential Investment Management Services LLC
July 2004 - Present · 21 yrs 6 mos
Prudential Investment Management Services LLCBroker
July 2004 - Present · 21 yrs 6 mos
Previous Registrations
Bisys Fund Services Limited PartnershipBroker
March 1994 - August 2002 · 8 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.