FG

Frank Garcia

Insight Securities, INC.
25 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Insight Securities, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
62 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$147.7M

Advisor Information

Office location

221 N. Kansas Street, Suite 727, El Paso, TX, 79901

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frank owns Prosper Inv. & Ins. Solutions, LLC since 2017, spending minimal time on it. He is also a Registered Representative with Insight Securities since 2018.

Employment History
Current Registrations
Insight Securities, INC.
February 2020 - Present · 5 yrs 11 mos
Insight Securities, INC.
September 2018 - Present · 7 yrs 4 mos
Insight Securities, INC. Broker
September 2018 - Present · 7 yrs 4 mos
Previous Registrations
Pruco Securities, LLC. Broker
August 2017 - July 2018 · 11 mos
Insight Securities, INC.
May 2013 - February 2015 · 1 yr 9 mos
Insight Securities, INC. Broker
May 2013 - February 2015 · 1 yr 9 mos
Raymond James & Associates, INC.
April 2008 - March 2012 · 3 yrs 11 mos
Raymond James & Associates, INC. Broker
April 2008 - March 2012 · 3 yrs 11 mos
Wachovia Securities, LLC
March 2008 - April 2008 · 1 mo
Wachovia Securities, LLC Broker
February 2007 - April 2008 · 1 yr 2 mos
Banif Securities INCBroker
October 2005 - February 2007 · 1 yr 4 mos
UBS International INC.
March 2004 - April 2004 · 1 mo
UBS International INC.Broker
June 2003 - April 2004 · 10 mos
Credit Suisse Asset Management Securities, INC.Broker
September 2002 - April 2003 · 7 mos
Prudential Securities IncorporatedBroker
March 2001 - November 2001 · 8 mos
Prudential Investment Management Services LLCBroker
December 1999 - April 2001 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
October 1996 - August 1999 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 1994 - November 1996 · 2 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.