Andrew (nmn) Kane

Apollon Wealth Management, LLC

31 Years of Experience

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Firm Information

Apollon Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

115 advisors

Number of Clients

6,762 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$7.7B

Fee Structure

Apollon Wealth charges fees for advisory services, but the specific fee structure is not detailed in this document. They offer financial planning and investment management services. Some IARs may provide tax services outside of Apollon Wealth's oversight. The document mentions potential conflicts of interest and mitigation strategies.

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Advisor Information

Office location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2011

Closed-No Action

Customer Dispute

March 2011

Settled

Customer Dispute

December 2010

Settled

Employment Separation After Allegations

October 2010

Customer Dispute

November 2009

Denied

Customer Dispute

February 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Andrew is the 100% owner of Dana Kaufman Realty, an entity for personal real estate transactions, since 2005. He also serves as Secretary on the Condo Blue Diamond Board of Directors since 2009; both activities require minimal time and are not investment-related.