Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.85% |
| $4.0M - $7.0M | 0.75% |
| $7.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees may vary based on account size, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client. In certain circumstances, our fees and the timing of the fee payments may be negotiated.
Fee Estimator
AWM charges an annual fee based on assets under management, billed quarterly in advance. The maximum advisory fee is 1.25%, but fees may be negotiable based on account size, portfolio complexity, or other factors. The custodian will debit fees directly from client accounts. AWM may use sub-advisors and pay them a portion of the advisory fee. There is no minimum dollar amount to open and maintain an advisory account.
Areas of Practice
Advisor Information
Office location
4200 S. Hulen St., Suite 422, Fort Worth, TX, 76109
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Helen Barbre StephensRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Helen is the 100% owner of Helen Stephens Group, a registered investment advisor and tax planning firm, and spends nearly full-time on it. She also operates Aspen Wealth Management as a DBA for her securities and investment advisory business, also spending nearly full-time on it, and has ownership stakes in Barbre Group Investments LLC (commercial real estate) and KTF Properties, LLC (real estate), dedicating minimal time to the latter.