AT

Alexander Carnaby Von Thelen

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

D.A. Davidson offers wrap fee programs where clients pay an annual fee based on the market value of assets in the client’s account for advisory and most trading execution services. The wrap fee covers investment advice, portfolio management, transaction execution, custody, account servicing, reporting, monitoring, rebalancing, and other services. It also covers fees paid to investment managers, the Davidson platform fee, and D.A. Davidson’s costs for administering the Program.

Areas of Practice
Investment Management
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Advisor Information

Office location

Omni Hotel/Omni Business Center, 210 Ridge McIntire Rd, Unit 100, Charlottesville, VA, 22903

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
September 2021 - Present · 4 yrs 4 mos
D.A. Davidson & CO. Broker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - September 2021 · 7 mos
Truist Investment Services, INC.Broker
February 2021 - September 2021 · 7 mos
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLCBroker
May 1999 - January 2013 · 13 yrs 8 mos
Scott & Stringfellow, LLC
September 1996 - January 2013 · 16 yrs 4 mos
Scott & Stringfellow, INC.Broker
January 1994 - May 1999 · 5 yrs 4 mos
State Registrations23 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander Carnaby Von Thelen - Financial Advisor | AdvisorDiscover