MS

Michael Jay Shatsky

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
300 clients
Average Client Portfolio
$693K average
Assets Under Management
$208.0M

Fee Structure

Hourly Rate:$250/hr

Portfolio management fees are based on a percentage of assets under management, ranging up to 2% annually, billed quarterly in advance. Fees are negotiable. Financial planning and consulting services are offered at an hourly rate of $250. Pension consulting fees may range up to 1.00% of plan assets.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

7284 W Palmetto Pk Rd, Suite 108, Boca Raton, FL, 33433

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Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Settled
Customer Dispute
January 2022
Settled
Customer Dispute
April 2019
Settled
Customer Dispute
February 2009
Denied
Customer Dispute
December 2002
Withdrawn
Customer Dispute
December 1999
Closed-No Action
Employment History
Current Registrations
Sky Alpha Asset Advisors
August 2018 - Present · 7 yrs 5 mos
Previous Registrations
Oppenheimer & CO. INC.
November 2017 - August 2018 · 9 mos
Oppenheimer & CO. INC. Broker
November 2017 - August 2018 · 9 mos
Morgan Stanley Broker
June 2009 - November 2017 · 8 yrs 5 mos
Morgan Stanley
June 2009 - November 2017 · 8 yrs 5 mos
Citigroup Global Markets INC.
March 1994 - June 2009 · 15 yrs 3 mos
Citigroup Global Markets INC. Broker
March 1994 - June 2009 · 15 yrs 3 mos
State Registrations2 states
FLNY
Advisor
Exams
No exam information available for this advisor.