Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The maximum annual advisory fee is 2% of assets under management, based on the market value of assets. Fees are negotiable and may be waived or varied at the firm's discretion. Discounts may be offered to family members and friends of associated persons. Clients may make additions or withdrawals at any time, with pro-rata fee adjustments for account closures within a billing period. Management personnel may receive commissions from implementing investment recommendations.
Areas of Practice
Advisor Information
Office location
172 Lake Street, Hamburg, NY, 14075
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a Registered Representative and Investment Adviser Representative Assistant through Brighton Securities Corp since 2021. This investment-related activity takes nearly all of James's time.