Barry Raymond Dick

The Fiduciary Alliance

18 Years of Experience

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Firm Information

The Fiduciary Alliance

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

40 advisors

Number of Clients

6,662 clients

Average Client Portfolio

$288K average

Assets Under Management

$1.9B

Fee Structure

Minimum Investment:None

Financial Plan Fee:$500 - $40,000

Hourly Rate:$350/hr

Investment management fees can be up to 2.00% annually, negotiable and pro-rated quarterly. Some alternative investments may incur a performance-based fee (Carried Interest) of up to 25% of profits above a threshold. Financial planning fixed fees range from $500 to $40,000, while hourly fees are $350/hour, both negotiable. All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $150,000 minimum of assets under management.

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning

Advisor Information

Office location

461 Main St, Tewksbury, MA, 01876

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2007

Denied

Employment Separation After Allegations

January 2003

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Other Business ActivitiesSells Insurance

Barry is co-owner of Dick Insurance Agency, involved in property & casualty and life insurance sales, dedicating about three-quarters of his time during trading periods and about a quarter of his time during non-trading periods. Barry also owns Merrimack Financial, where he sells life insurance and annuities, dedicating about two-thirds of his time during trading periods and about a quarter of his time during non-trading periods.