FF
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
4,714 clients
Average Client Portfolio
$189K average
Assets Under Management
$890.0M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Fees are based on a percentage of assets under management. The maximum annual fee is 2%, billed quarterly at 0.50%. For 3rd party money manager trading signals, the annual fee is 0.75%. SAM also receives solicitor fees from third-party money managers, typically 1.00%. Clients are responsible for third-party fees like custodian and brokerage fees. There is an additional $15 per quarter fee for services provided by ORION.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
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Advisor Information
Office location
2565 West Maple Rd, Troy, MI, 48084
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002Closed-No Action
Other Business Activities
Frederick is a California Notary Public, performing notary services for estate planning. This activity is not investment-related.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
March 2025 - Present · 10 mos
Previous Registrations
Western International Securities
August 2017 - March 2025 · 7 yrs 7 mos
Western International Securities, INC. Broker
August 2017 - March 2025 · 7 yrs 7 mos
Financial West Group
July 1997 - August 2017 · 20 yrs 1 mo
Financial West GroupBroker
March 1995 - August 2017 · 22 yrs 5 mos
Securities America, INC.Broker
May 1994 - November 1994 · 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.