Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
10 advisors
Number of Clients
52 clients
Average Client Portfolio
$235.2M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:$5M

Investment advisory fees are based on a percentage of the market value of assets under management and are individually negotiated. Specialized investment management fees could be higher depending on the securities. Fees are billed in arrears on a quarterly basis. Minimum account sizes are subject to negotiation. Fees exclude brokerage commissions, transaction fees, and other related costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Duff & Phelps Investment Management CO.
August 2012 - Present · 13 yrs 5 mos
State Registrations2 states
ILTX
Advisor
Exams
No exam information available for this advisor.