Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 0.70% |
| $250K - $500K | 0.55% |
| $500K - $1.0M | 0.45% |
| $1M+ | 0.30% |
Fee Estimator
Investment management fees are based on assets under management and are paid quarterly in advance. Financial planning services are offered on an hourly basis ($100-$450/hour) or for a fixed fee ($250-$10,000), negotiable based on complexity. Clients may incur additional fees charged by custodians or for mutual fund/ETF expenses. Retirement plan advisory fees are charged an asset-based fee up to 2.00% annually.
Areas of Practice
Advisor Information
Office location
935 Main Street, Unit E, Manchester, CT, 06040
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is involved with Barnum Benefits Advisors, focusing on non-variable insurance since 2010, and owns 2% of the company. He also provides investment advisory services through Excel Wealth Management, LLC, dedicating about a quarter of his time, and works as a registered representative with LPL Financial, spending about 10% of his time there.