JT
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
213 Washington Street, Newark, NJ, 07102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
November 2016 - Present · 9 yrs 2 mos
Pruco Securities, LLC.
February 2000 - Present · 25 yrs 11 mos
Pruco Securities, LLC. Broker
February 2000 - Present · 25 yrs 11 mos
Previous Registrations
Prudential Securities IncorporatedBroker
December 1999 - February 2000 · 2 mos
Wall Street Discount Corporation (the)Broker
October 1998 - February 2000 · 1 yr 4 mos
First Options of Chicago, INC.Broker
January 1996 - April 1998 · 2 yrs 3 mos
Investors Associates, INC.Broker
March 1994 - June 1994 · 3 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.