Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G. Morgan is compensated through fixed or hourly fees for financial planning/consulting, or a percentage of assets under management. Hourly rates range from $150 to $500 per hour, and fixed fees range from $500 to $50,000. Asset-based fees range from 0.50% to 3.50%. A minimum account size of $25,000 is required, but may be waived.
Areas of Practice
Advisor Information
Office location
5260 Merrick Road, Massapequa, NY, 11758
Get directionsRegulatory History (23)
Regulatory
October 2025Regulatory
October 2025Regulatory
October 2025Customer Dispute
July 2025Customer Dispute
June 2025Customer Dispute
January 2025Customer Dispute
December 2024Customer Dispute
November 2024Customer Dispute
September 2024Customer Dispute
June 2024Customer Dispute
June 2024Customer Dispute
June 2024Customer Dispute
June 2024Customer Dispute
May 2024Customer Dispute
May 2024Customer Dispute
May 2024Customer Dispute
April 2024Employment Separation After Allegations
June 2022Civil
June 2022Customer Dispute
April 2007Customer Dispute
June 2004Customer Dispute
June 2004Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Vincent is heavily involved in managing several private placement offerings and funds, dedicating minimal time to each, except for Omni Diversified Fund, LLC and AGM Capital Fund II, LLC, where he spends a few hours per week. He also owns AG Morgan Holding, LLC (real estate rental) and AG Morgan Financial Advisors, LLC (RIA), spending nearly full-time on the latter, and minimal time on non-variable insurance sales.