Jeffrey Lawrence Zupancic

Independent Wealth Network, INC.

31 Years of Experience

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Firm Information

Independent Wealth Network, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

29 advisors

Number of Clients

1,365 clients

Average Client Portfolio

$310K average

Assets Under Management

$422.6M

Fee Structure

Minimum Investment:None

Fees for financial planning or consulting are negotiated based on complexity and scope, and can be a single fee, hourly fee, or retainer. Wealth management fees are based on a percentage of the average daily value of assets, assessed monthly in arrears. IWN charges a Program Fee in addition to the investment management fee charged by the IAR. IWN will not allow IARs to impose a total fee lower than the Firm’s Program Fee of 0.10% of assets per year or more than 2.50% of assets per year. Fees are negotiable with the IAR.

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Advisor Information

Office location

1202 E Maryland Ave Suite 1J, Phoenix, AZ, 85014

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2003

Denied

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Other Business ActivitiesSells Insurance

Jeffrey is the CEO/Founder/Owner of Preferred Financial Group, LLC, a marketing firm for securities products, and Preferred Wealth Management, LLC, an investment advisory firm. He also runs Preferred Group LLC, an insurance firm, and spends nearly full-time hours on each of these activities.