Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are calculated based on the average daily balance in a client's account for the quarter, net of cash, brokered CDs, and individual investment-grade bonds, and can be up to 2.00% annually. The actual fee is negotiable and based on investment strategies, assets under management, and time devoted to the account. Financial planning and portfolio management services can be offered for a flat fee or at a rate of $300.00 per hour, based on the complexity of the client's situation.
Areas of Practice
Advisor Information
Office location
8351 E. Walker Springs Ln., Suite 101, Knoxville, TN, 37923
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent life and health insurance agent with various non-affiliated insurance companies, operating under Brogan Financial LLC. He spends about 10-20% of his time on this activity.