Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.5M | 1.00% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.45% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.35% |
Allegheny has the right to deviate from this schedule. Fees may be negotiable on a client-by-client basis.
Fee Estimator
Allegheny Investments charges a single advisory fee for advisory services and transaction execution within its wrap fee program. This fee is negotiable and detailed in the investment management agreement. For Comprehensive Portfolio Management (PMA), fees are based on a percentage of assets under management. For Streamlined Account Management (SAM), the fee is 0.75% per year. Clients may incur additional fees from Fidelity and other third parties. The firm has a conflict of interest to trade less frequently.
Areas of Practice
Advisor Information
Office location
Seward, PA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas is the owner of Unified Financial, LLC, providing income tax preparation services since 2015. This non-investment related activity takes about 10-20% of his time during February through April.