JR
CFP
Joyce Ann Rolfes
31 Years of Experience
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B
Fee Structure
This firm offers financial planning and portfolio management services. The fees for these services are not listed in this section of the brochure. Contact the firm directly for more information.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningInsurance Planning
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Advisor Information
Office location
Phoenix, AZ
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joyce is the President of Five Peaks Financial Consulting, Inc., providing registered investment advisory and tax consulting services. Joyce also owns a non-variable insurance business and serves as co-trustee for two trusts, and is a committee member for Desert Botanical Garden.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner Broker
September 1999 - Present · 26 yrs 4 mos
Five Peaks Financial Consulting, INC.
March 1999 - Present · 26 yrs 10 mos
Previous Registrations
Accumulation Planning, INC.Broker
July 1995 - October 1999 · 4 yrs 3 mos
Fsc Securities CorporationBroker
May 1994 - July 1995 · 1 yr 2 mos
State Registrations4 states
AZCANEOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.