HS

Harold Ward Stein

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
2,568 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$9.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee

Pinnacle charges an annual management fee based on a percentage of assets managed, generally ranging from 0.50% to 1.50%, depending on the client type, investment strategy, and service complexity. The fee is prorated and charged quarterly, either in advance or in arrears, based on the market value of assets. Pinnacle may negotiate a lesser fee based on certain criteria. Pinnacle seeks clients with a minimum portfolio size of $1,000,000, but may waive this minimum.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

335 Madison Avenue, 11th Floor, New York, NY, 10017

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Harold is employed by Pinnacle Associates Ltd as a portfolio manager since 2003. This is a full-time position.

Employment History
Current Registrations
Pinnacle Associates, Ltd.
May 2004 - Present · 21 yrs 8 mos
State Registrations3 states
CTLANJ
Advisor
Exams
No exam information available for this advisor.
Harold Ward Stein - Financial Advisor | AdvisorDiscover