Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
7 advisors
Number of Clients
806 clients
Average Client Portfolio
$674K average
Assets Under Management
$543.2M

Fee Structure

Minimum Investment:$50K

Mulholland generally charges a 1.45% annual management fee based on the total household account value. A minimum of $200,000 is generally required to open an account directly with Mulholland, or $50,000 if introduced through a Mulholland Investment Advisory Representative. Accounts less than $50,000 may be accepted at Mulholland's discretion. This fee does not include custodial fees or Overlay Manager fees, which typically range from 0.10% to 0.30% annually. All advisory fees are negotiable. Financial planning services are available through True Peace Financial for an additional fee.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment ManagementHigh Net Worth
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Advisor Information

Office location

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ, 85251

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2022
Customer Dispute
April 2006
Denied
Employment History
Current Registrations
Mulholland Wealth Advisors, LLC
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley Broker
March 2016 - November 2022 · 6 yrs 8 mos
Morgan Stanley
March 2016 - November 2022 · 6 yrs 8 mos
RBC Capital Markets, LLC
March 2009 - April 2016 · 7 yrs 1 mo
RBC Capital Markets, LLC Broker
March 2009 - April 2016 · 7 yrs 1 mo
Wachovia Securities, LLC
July 2003 - March 2009 · 5 yrs 8 mos
Wachovia Securities, LLC Broker
July 2003 - March 2009 · 5 yrs 8 mos
Prudential Securities Incorporated
June 2003 - July 2003 · 1 mo
Prudential Securities IncorporatedBroker
June 2003 - July 2003 · 1 mo
Citigroup Global Markets INC. Broker
March 2000 - June 2003 · 3 yrs 3 mos
Citigroup Global Markets INC.
March 2000 - June 2003 · 3 yrs 3 mos
State Registrations2 states
AZCA
Advisor
Exams
No exam information available for this advisor.
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